| SRF_114_0: Operational Risk Financial Requirement | ||||
| Australian Business Number | Institution Name | |||
| RSE licensee | ||||
| Reporting Period | Scale Factor | |||
| Annual | Thousands | |||
| Reporting Consolidation | ||||
| Solo Books | ||||
| ORFR basis | ||||
| ORFR holding | ||||
| 1. How is the ORFR held (RSE licensee)? | ||||
| ORFR trustee capital | ||||
| ORFR reserve | ||||
| ORFR trustee capital and ORFR reserve | ||||
| Details of the RSE licensee's ORFR | ||||
| Across RSE licensee's business operations | Attributed to RSEs (excluding SAFs and SMADFs) | Attributed to SAFs or SMADFs | Not attributed to an RSE, SAF or SMADF | |
| (1) | (2) | (3) | (4) | |
| 2. ORFR target amount | ||||
| 3. ORFR reserves | ||||
| 4. ORFR trustee capital | ||||
| 5. ORFR tolerance limit | ||||
| Transition and replenishment plans | ||||
| Transition or replenishment plan | ||||
| 6. Does the RSE licensee have a transition plan or replenishment plan in force? | ||||
| Yes, transition plan | ||||
| Yes, replenishment plan | ||||
| No | ||||
| 6.1. Transition or replenishment plan effective date | ||||
| 6.2. Transition or replenishment plan expected date to meet the ORFR | ||||
| 7. Details of payments made to address an operational risk event | ||||
| Description | Date | ORFR trustee capital | ORFR reserve | |
| (1) | (2) | (3) | (4) | |
| Movements in ORFR trustee capital | ||||
| 8. Transfers into ORFR trustee capital | ||||
| 8.1. Deductions from members' benefits | ||||
| 8.2. Compensation payments from trustee insurance policies | ||||
| 8.3. Compensation payments from service providers | ||||
| 8.4. Other transfers into ORFR trustee capital | ||||
| 8.4.1. Details of other transfers into ORFR trustee capital | ||||
| Description | Value | |||
| (1) | (2) | |||
| 8.5. Total | ||||
| 9. Transfers out of ORFR trustee capital | ||||
| 9.1. Payments to address an operational risk event | ||||
| 9.2. Other transfers out of ORFR trustee capital | ||||
| 9.2.1. Details of other transfers out of ORFR trustee capital | ||||
| Description | Value | |||
| (1) | (2) | |||
| 9.3. Total | ||||
| 10. ORFR trustee capital surplus distributed | ||||
| 10.1. Distributed to member accounts | ||||
| 10.2. Distributed to employer sponsor | ||||
| 10.3. Distributed to other recipient | ||||
| 10.3.1. Details of other recipient | ||||
| Description | Value | |||
| (1) | (2) | |||
| 10.4. Total | ||||
