This dimension is used to categorise information reported according to the event in which it relates.
The reported information is due to business disruptions or system failures. This includes hardware, software, telecommunications and utility outages/disruptions.
|ClientsProductsAndBusinessPractices||Clients Products And Business Practices||DV5096||
The reported information is due to the occurrence of an event associated with clients, products, and business practices.Clients, products, and business practices represent, acts associated with professional obligations to specific clients, and/or with the design of products.Clients, products, and business practices include the following: - Suitability, disclosure and fiduciary; - Business or market practices; - Design of products; - Selection, sponsorship and exposure; and - Advisory activities.
|DamageToPhysicalAssets||Damage To Physical Assets||DV5097||
The reported information is due to damage to physical assets.Damage to physical assets represents the loss or damage to physical assets from natural disaster or other events, for example human losses from external sources (e.g. terrorism or vandalism).
|EmploymentPracticesAndWorkplaceSafety||Employment Practices And Workplace Safety||DV5095||
The reported information is due to the occurrence of an event associated with employment practices and workplace safety.Employment practices and workplace safety events represent acts associated with the employment, health or safety laws or agreements, from payment of personal injury claims or from diversity/discrimination events.Employment practices and workplace safety includes the following: - employee relations, including compensation, benefit, termination issues, organised labour activity; - safe environment, including general liability (slip and fall, etc), employee health and safety rules events, worker's compensation.
|ExecutionDeliveryAndProcessManagement||Execution Delivery And Process Management||DV5099||
The reported information is due to the occurrence of an event associated with execution, delivery and process management.Execution, delivery and process management events represent those activities associated with transaction processing, process management, relations with trade counterparties and vendors.
The reported information is due to the occurrence of external fraud.External fraud represents an act of a third party that is of a type intended to defraud, misappropriate propertyor circumvent the law.External fraud includes the following: - theft and fraud, including theft/robbery, forgery, cheque kiting; - system security, including hacking damage, theft of information.
The reported information is due to the occurrence of internal fraud.Internal fraud represents an act of a type intended to defraud, misappropriate property or circumvent regulations, the law or company policy, excluding diversity/discrimination events, which involves at least one internal party.Internal fraud includes the following: - unauthorised activity, including transactions not reported (intentional), transaction type unauthorised, mismarking of position (intentional) - theft and fraud, including fraud/credit fraud/worthless deposits, theft/extortion/embezzlement/robbery, misappropriation of assets, malicious destruction of assets, forgery, cheque kiting, smuggling, account take-over/impersonation, tax non-compliance/evasion (intentional), bribes/kickbacks, insider trading.